2605004011
  • Open Access
  • Review

Global Standards and Protocols for Port Aquatic Environment Assessment and Management: An Integrative Review

  • Jingpu Fan 1,   
  • Xin Yuan 1,   
  • Yulin Kang 1,   
  • Emmanuel Menyoli Molua 2,   
  • Linlin Wu 1,   
  • Shanwei Sun 1,   
  • Xiyu Cheng 3,   
  • Guangwei Wang 4,   
  • Changsheng Guo 1,*,   
  • Jian Xu 1

Received: 30 Jan 2026 | Revised: 07 May 2026 | Accepted: 22 May 2026 | Published: 11 Jun 2026

Abstract

Port operations have been widely recognised as posing significant risks to adjacent aquatic environments through diverse pollution pathways. In response, contemporary port environmental management has been anchored in two foundational pillars: water quality assessment and ecological-integrity evaluation. In this review, prevailing international standards and state-of-the-art methodologies for assessing port waters and aquatic ecosystems were systematically synthesised. The application contexts for each approach were delineated, and the coherence of respective frameworks was appraised through comparative analysis of strengths and limitations. It was found that, although mature systems have been established for water-quality and ecosystem-integrity assessment when applied independently, these systems remain poorly integrated in practice, leading to partial environmental diagnoses. Accordingly, future progress is considered to hinge on the development of an integrated framework that explicitly couples water-quality metrics with ecological-integrity indicators. This review provides a theoretical basis and practical recommendations for comprehensive port aquatic environmental management and pollution control.

References 

  • 1.

    2022 China Shipping Development Report; Ministry of Transport of the PRC: Beijing, China, 2023.

  • 2.

    United Nations Trade & Development (UNCTAD). Review of Maritime Transport 2025: Staying the Course in Turbulent Waters; Stylus Publishing, LLC: Sterling, VA, USA, 2025.

  • 3.

    Zhou, J.; Li, Y.; Lyu, T.; et al. Environmental Determinants of Aquatic Plant Diversity Differ between Growth Forms and Range Sizes. Ecol. Indic. 2023, 157, 111280.

  • 4.

    Agarwala, N.; Saengsupavanich, C. Oceanic Environmental Impact in Seaports. Oceans 2023, 4, 360–380.

  • 5.

    Ng, C.; Le, T.H.; Goh, S.G.; et al. A Comparison of Microbial Water Quality and Diversity for Ballast and Tropical Harbor Waters. PLoS ONE 2015, 10, e0143123.

  • 6.

    Ruiz, G.M.; Rawlings, T.K.; Dobbs, F.C.; et al. Global Spread of Microorganisms by Ships. Nature 2000, 408, 49–50.

  • 7.

    Wan, Z.; Shi, Z.; Nie, A.; et al. Risk Assessment of Marine Invasive Species in Chinese Ports Introduced by the Global Shipping Network. Mar. Pollut. Bull. 2021, 173, 112950.

  • 8.

    Gollasch, S.; David, M. Ballast Water Management Convention Implementation Challenges. Ocean. Yearb. Online 2018, 32, 456–476.

  • 9.

    Tempesti, J.; Langeneck, J.; Maltagliati, F.; et al. Macrobenthic Fouling Assemblages and NIS Success in a Mediterranean Port: The Role of Use Destination. Mar. Pollut. Bull. 2020, 150, 110768.

  • 10.

    GB 3838-2002; Environmental Quality Standards for Surface Water. Ministry of Ecology and Environment of the PRC: Beijing, China, 2002.

  • 11.

    Cao, J.L.; Zhang, Y.H.; Zhang, J.; et al. Research Progress of Water Ecological Health Assessment at Home and Abroad. J. Environ. Eng. Technol. 2022, 12, 1402–1410. (In Chinese)

  • 12.

    Borja, A.; Dauer, D.M.; Grémare, A. The Importance of Setting Targets and Reference Conditions in Assessing Marine Ecosystem Quality. Ecol. Indic. 2012, 12, 1–7.

  • 13.

    Elliott, M. Marine Science and Management Means Tackling Exogenic Unmanaged Pressures and Endogenic Managed Pressures—A Numbered Guide. Mar. Pollut. Bull. 2011, 62, 651–655.

  • 14.

    Page, M.J.; McKenzie, J.E.; Bossuyt, P.M.; et al. The PRISMA 2020 Statement: An Updated Guideline for Reporting Systematic Reviews. BMJ 2021, 372, n71.

  • 15.

    Široka, M.; Piličić, S.; Milošević, T.; et al. A Novel Approach for Assessing the Portsʼ Environmental Impacts in Real Time—The IoT Based Port Environmental Index. Ecol. Indic. 2021, 120, 106949.

  • 16.

    Chen, J.; Zhang, H.; Xue, J.; et al. Study on Spatial Distribution, Potential Sources and Ecological Risk of Heavy Metals in the Surface Water and Sediments at Shanghai Port, China. Mar. Pollut. Bull. 2022, 181, 113923.

  • 17.

    Teuchies, J.; Cox, T.J.; Van Itterbeeck, K.; et al. The Impact of Scrubber Discharge on the Water Quality in Estuaries and Ports. Environ. Sci. Eur. 2020, 32, 103.

  • 18.

    Supe Tulcan, R.X.; Lu, X. Microplastics in Ports Worldwide: Environmental Concerns or Overestimated Pollution Levels? Crit. Rev. Environ. Sci. Technol. 2024, 54, 1803–1826.

  • 19.

    Ma, M.; Wu, Z.; An, L.; et al. Microplastics Transferring from Abiotic to Biotic in Aquatic Ecosystem: A Mini Review. Sci. Total Environ. 2023, 893, 164686.

  • 20.

    2022 Report on the State of Ecology and Environment in Shanghai Municipality; Shanghai Municipal Bureau of Ecology and Environment: Shanghai, China, 2023. (In Chinese)

  • 21.

    Sun, L.; Qi, B.; Zhang, W. An Analysis of the Environmental Pollution of a Specialized Coal Terminal in Tianjin Port. IOP Conf. Ser. Earth Environ. Sci. 2021, 621, 012095.

  • 22.

    Kuchi, N.; Khandeparker, L.; Anil, A.C.; et al. Changes in the Bacterial Community in Port Waters during Shipʼs Ballast Water Discharge. Biol. Invasions 2023, 25, 1071–1086.

  • 23.

    Li, X.; Zhang, Z.; Chen, D.; et al. Microbial Mediators of Environmental Change in the Yellow River Basin: Flavobacterium and Pollution Dynamics during the Dry Season. Environ. Res. 2025, 124, 123509.

  • 24.

    Purushothaman, A.; Desai, D.V.; Anil, A.C. Implications of Benthic Ecological Quality in Structuring Macrobenthos Community in a Tropical Monsoon Influenced Port, New Mangalore, India. Mar. Pollut. Bull. 2023, 187, 114532.

  • 25.

    Pitacco, V.; Mavrič, B.; Lipej, L. A Preliminary Study of Soft Bottom Benthic Communities in an Area Affected by Intense Maritime Traffic (Slovenian Sea, Northern Adriatic). Mar. Pollut. Bull. 2023, 188, 114672.

  • 26.

    Zhang, M.; Liu, C.; Zhang, C.; et al. Response of Macrofaunal Assemblages to Different Pollution Pressures of Two Types of Ports. Ecol. Indic. 2023, 146, 109858.

  • 27.

    Sherman, K.M.; Coull, B.C. The Response of Meiofauna to Sediment Disturbance. J. Exp. Mar. Biol. Ecol. 1980, 46, 59–71.

  • 28.

    Nogales, B.; Lanfranconi, M.P.; Piña-Villalonga, J.M.; et al. Anthropogenic Perturbations in Marine Microbial Communities. FEMS Microbiol. Rev. 2011, 35, 275–298.

  • 29.

    GB 3097-1997; Sea Water Quality Standard. Ministry of Ecology and Environment of the PRC: Beijing, China, 1997.

  • 30.

    HJ 91.2-2022; Technical Specification for Surface Water Environmental Quality Monitoring. Ministry of Ecology and Environment of the PRC: Beijing, China, 2022.

  • 31.

    JTS 105-1-2011; Specifications for EIA of Port Engineering. Ministry of Transport of the PRC: Beijing, China, 2011.

  • 32.

    JTS/T 105-2021; Specifications for EIA of Port and Waterway Engineering. Ministry of Transport of the PRC: Beijing, China, 2021.

  • 33.

    Technical Points for EIA of Port Master Plan; Ministry of Ecology and Environment of the PRC; Ministry of Transport: Beijing, China, 2022.

  • 34.

    Sheaffer, J.R. Clean Water Act. Environment 1993, 35, 44.

  • 35.

    Seta, M. Japanese Law and Policy on Marine. In Implementation of the United Nations Convention on the Law of the Sea: State Practice of China and Japan; Springer Singapore: 2021; p. 179.

  • 36.

    Environmental Basic Law; Ministry of the Environment: Tokyo, Japan, 1993.

  • 37.

    Brack, W.; Dulio, V.; Ågerstrand, M.; et al. Towards the Review of the European Union Water Framework Management of Chemical Contamination in European Surface Water Resources. Sci. Total Environ. 2017, 576, 720–737.

  • 38.

    Makowsky, K.G. The Right to Clean Water: An Analysis of the Clean Water Act and the Safe Drinking Water Act and a Proposal for Water Regulation Reform. Loy. J. Pub. Int. L. 2023, 25, 63.

  • 39.

    Deng, J.M. Water Quality Level Index (WLI) and Its Application in Water Quality Assessment and Early Warning in Coastal Areas of Southern Guangxi. Yangtze River 2021, 52, 18–24. (In Chinese)

  • 40.

    Qiao, Z.; He, B.H.; Li, T.Y.; et al. Comprehensive Assessment of Water Quality in Hanfeng Lake Using Multivariate Analysis. J. Agric. Resour. Environ. 2020, 32, 1–12. (In Chinese)

  • 41.

    Cui, Y.; Xie, S.Y.; Liu, F.; et al. Fuzzy Evaluation of Sustainable Utilisation of Water Resources in Chongqing. J. Southwest Univ. 2017, 39, 115–123. (In Chinese)

  • 42.

    Lang, K.; Gu, L.; Chen, Z.; et al. Ecological Quality Status Evaluation of Port Sea Areas Based on EW-GRA-TOPSIS Model. Sustainability 2023, 15, 8809.

  • 43.

    Gai, R.; Guo, Z. A Water Quality Assessment Method Based on an Improved Grey Relational Analysis and Particle Swarm Optimization Multi-Classification Support Vector Machine. Front. Plant Sci. 2023, 14, 1099668.

  • 44.

    Zhang, L.G.; Zhang, Y.L.; Cheng, J.X.; et al. Study on environmental impact assessment index system of port master plans. J. Environ. Eng. Technol. 2022, 12, 1809–1816.

  • 45.

    Li, C.Y.; Hu, C.Y.; Chen, Y.S.; et al. Application of the DPSIR model in marine ecological environmental assessment. Water Policy 2025, 27, 579–595.

  • 46.

    Marselina, M.; Afifa, R.; Wulandari, S. Integrating analytical hierarchy process and Delphi technique in enhancing water quality assessment: Development of a tailored water quality index for the Upper Citarum River, West Java, Indonesia. Environ. Monit. Assess. 2025, 197, 708.

  • 47.

    Wang, J.; Xue, B.; Wang, Y.; et al. Identification of Pollution Source and Prediction of Water Quality Based on Deep Learning Techniques. J. Contam. Hydrol. 2024, 261, 104287.

  • 48.

    Zhu, M.; Wang, J.; Yang, X.; et al. A Review of the Application of Machine Learning in Water Quality Evaluation. Eco-Environ. Health 2022, 1, 107–116.

  • 49.

    Shang, B.X.; Lv, Z.N.; Li, J.N.; et al. Application of Fuzzy Mathematics and Single Factor Index in Water Quality Evaluation. J. Hebei Univ. Environ. Eng. 2013, 23, 1–4.

  • 50.

    Li, R.; Zou, Z.; An, Y. Water Quality Assessment in Qu River Based on Fuzzy Water Pollution Index Method. J. Environ. Sci. 2016, 50, 87–92.

  • 51.

    Ferrario, F.; Araujo, C.A.; Belanger, S.; et al. Holistic Environmental Monitoring in Ports as an Opportunity to Advance Sustainable Development, Marine Science, and Social Inclusiveness. Elem. Sci. Anthr. 2022, 10, 00061.

  • 52.

    Valdor, P.F.; Gómez, A.G.; Steinberg, P.; et al. A Global Approach to Mapping the Environmental Risk of Harbours on Aquatic Systems. Mar. Policy 2020, 119, 104051.

  • 53.

    Karr, J.R. Assessment of Biotic Integrity Using Fish Communities. Fisheries 1981, 6, 21–27.

  • 54.

    Wessell, K.J.; Merritt, R.W.; Wilhelm, J.G.; et al. Biological Evaluation of Michiganʼs Non-Wadeable Rivers Using Macroinvertebrates. Aquat. Ecosyst. Health Manag. 2008, 11, 335–351.

  • 55.

    Tao, Y.; Su, H.; Li, H.; et al. Surface water environment management system in EU water framework directive and its enlightenment to China. Res. Environ. Sci. 2021, 34, 1267–1276.

  • 56.

    Abramic, A.; Nogueira, N.; Sepulveda, P.; et al. Implementation of the Marine Strategy Framework Directive in Macaronesia and Synergies with the Maritime Spatial Planning Process. Mar. Policy 2020, 122, 104273.

  • 57.

    Shen, J.; Ren, X.; Feng, Z.; et al. The impact of public environmental concerns on port sustainability: Evidence from 44 port cities in China. Front. Mar. Sci. 2025, 11, 1454242.

  • 58.

    Guerra-García, J.M.; Navarro-Barranco, C.; Ros, M.; et al. Ecological Quality Assessement of Marinas: An Integrative Approach Combining Biological and Environmental Data. J. Environ. Manag. 2021, 286, 112237.

  • 59.

    Dimitriou, P.D.; Chatzinikolaou, E.; Arvanitidis, C. Ecological Status Assessment Based on Benthic Macrofauna of Three Mediterranean Ports: Comparisons across Seasons, Activities and Regions. Mar. Pollut. Bull. 2020, 153, 110997.

  • 60.

    Tamburini, E.; Doni, L.; Lussu, R.; et al. Impacts of Anthropogenic Pollutants on Benthic Prokaryotic Communities in Mediterranean Touristic Ports. Front. Microbiol. 2020, 11, 1234.

  • 61.

    Hargett, E.G.; ZumBerge, J.R.; Hawkins, C.P.; et al. Development of a RIVPACS-Type Predictive Model for Bioassessment of Wadeable Streams in Wyoming. Ecol. Indic. 2007, 7, 807–826.

  • 62.

    Borja, A.; Franco, J.; Pérez, V. A Marine Biotic Index to Establish the Ecological Quality of Soft-Bottom Benthos within European Estuarine and Coastal Environments. Mar. Pollut. Bull. 2000, 40, 1100–1114.

  • 63.

    Shen, X.; Wang, H.; Wang, P.; et al. Quantitative Evaluation Method for Construction Disturbance and Ecological Restoration of Waterway Engineering and Its Application. Water 2023, 15, 460.

  • 64.

    Wu, X.H.; Wang, P.; Shen, H. Ecological Effect Evaluation of Waterway Engineering Based on SPIR Model. China Harb. Eng. 2021, 41, 1–6. (In Chinese)

  • 65.

    Dauvin, J.C. Paradox of Estuarine Quality: Benthic Indicators and Indices, Consensus or Debate for the Future. Mar. Pollut. Bull. 2007, 55, 271–281.

  • 66.

    Birk, S.; Bonne, W.; Borja, A.; et al. Three Hundred Ways to Assess Europeʼs Surface Waters: An Almost Complete Overview of Biological Methods to Implement the Water Framework Directive. Ecol. Indic. 2012, 18, 31–41.

  • 67.

    Hou, Y.; Zhang, M.; Wei, X.; et al. Quantification of Ecohydrological Sensitivities and Their Influencing Factors at the Seasonal Scale. Hydrol. Earth Syst. Sci. Discuss. 2021, 25, 1447–1466.

  • 68.

    Borja, A.; Elliott, M.; Andersen, J.H.; et al. Good Environmental Status of Marine Ecosystems: What Is It and How Do We Know When We Have Attained It? Mar. Pollut. Bull. 2013, 76, 16–27.

  • 69.

    Muxika, I.; Borja, Á.; Bald, J. Using Historical Data, Expert Judgement and Multivariate Analysis in Assessing Reference Conditions and Benthic Ecological Status, according to the European Water Framework Directive. Mar. Pollut. Bull. 2007, 55, 16–29.

  • 70.

    Wang, D.; Yu, M.; Mo, W.; et al. Ecological Safety Evaluation for Water Resources of China Based on Pressure-State-Response Model: A Case from Zhoushan Archipelago. Nat. Environ. Pollut. Technol. 2021, 20, 601–612.

  • 71.

    Puig, M.; Wooldridge, C.; Michail, A.; et al. Current Status and Trends of the Environmental Performance in European Ports. Environ. Sci. Policy 2015, 48, 57–66.

  • 72.

    Katsanevakis, S.; Tempera, F.; Teixeira, H. Mapping the Impact of Alien Species on Marine Ecosystems: The Mediterranean Sea Case Study. Divers. Distrib. 2016, 22, 694–707.

  • 73.

    Cohen, N.J.; Slaten, D.D.; Marano, N.; et al. Preventing Maritime Transfer of Toxigenic Vibrio cholerae. Emerg. Infect. Dis. 2012, 18, 1680–1682.

  • 74.

    Bariche, M.; Al-Mabruk, S.; Ates, M.; et al. New Alien Mediterranean Biodiversity Records (2020). Mediterr. Mar. Sci. 2020, 21, 129–145.

  • 75.

    Rey, A.; Carney, K.J.; Quinones, L.E.; et al. Environmental DNA Metabarcoding: A Promising Tool for Ballast Water Monitoring. Environ. Sci. Technol. 2019, 53, 11849–11859.

  • 76.

    Borrell, Y.J.; Miralles, L.; Do Huu, H.; et al. DNA in a Bottle—Rapid Metabarcoding Survey for Early Alerts of Invasive Species in Ports. PLoS ONE 2017, 12, e0183347.

  • 77.

    Zhou, Y.; Su, X.Y.; Ying, L.X. Priority Areas and Technical Strategies for Ecosystem Protection and Restoration with Dual-Carbon Goals. Acta Ecol. Sin. 2023, 43, 3371–3383. (In Chinese)

  • 78.

    Xia, H.; Xu, X.; Xu, J.; et al. Warming, Rather than Drought, Remains the Primary Factor Limiting Carbon Sequestration. Sci. Total Environ. 2024, 907, 167755.

  • 79.

    International Maritime Organization. 2023 IMO Strategy on Reduction of GHG Emissions from Ships; Resolution MEPC.377(80); IMO: London, UK, 2023.

  • 80.

    Chen, S.; Tan, Z.; Mu, S.; et al. Synergy Level of Pollution and Carbon Reduction in the Yangtze River Economic Belt: Spatial-Temporal Evolution Characteristics and Driving Factors. Sustain. Cities Soc. 2023, 98, 104859.

  • 81.

    Yang, H.; Kong, J.; Hu, H.; et al. A Review of Remote Sensing for Water Quality Retrieval: Progress and Challenges. Remote Sens. 2022, 14, 1770.

Share this article:
How to Cite
Fan, J.; Yuan, X.; Kang, Y.; Molua, E. M.; Wu, L.; Sun, S.; Cheng, X.; Wang, G.; Guo, C.; Xu, J. Global Standards and Protocols for Port Aquatic Environment Assessment and Management: An Integrative Review. Earth: Environmental Sustainability 2026, 2 (2), 266–280. https://doi.org/10.53941/eesus.2026.100018.
RIS
BibTex
Copyright & License
article copyright Image
Copyright (c) 2026 by the authors.